Privacy Policy

1. Introduction

RBG Capital (“RBG Capital,” “we,” “our,” or “us”) is committed to protecting the privacy of visitors to our website and clients who engage our services. This Privacy Policy explains what information we collect, how we use it, and the choices you have. By using our website, you agree to the practices described in this policy.

This policy applies to information collected through our website at rbgcap.com and through your communications with us. It does not apply to information collected offline or through other channels unless specifically stated.

2. Information We Collect

We may collect the following categories of personal information:

• Contact information — name, email address, phone number, and mailing address provided when you contact us, submit a form, or request information.
• Professional and financial information — information you voluntarily provide when discussing advisory services, such as employment status, business ownership, and general financial objectives.
• Usage data — pages visited, browser type, IP address, referring URL, and time spent on pages, collected automatically through standard web server logs and analytics tools.
• Communications — records of emails, contact form submissions, or other correspondence with our team.

We do not collect sensitive financial account numbers, Social Security numbers, or investment account credentials through this website.

3. How We Use Your Information

We use the information we collect to:

• Respond to inquiries and provide the information or services you request.
• Schedule consultations and facilitate introductory conversations.
• Send relevant communications about our services, subject to your preferences.
• Improve our website and understand how visitors use it.
• Comply with applicable laws, regulations, and regulatory obligations.
• Protect the security and integrity of our systems and services.

We do not sell, rent, or trade your personal information to third parties for their marketing purposes.

4. Sharing of Information

We may share your information with third parties only in the following circumstances:

• Service providers — vendors who assist us with website hosting, email delivery, analytics, and CRM services, subject to confidentiality obligations.
• Legal requirements — when required by law, court order, or regulatory authority, including FINRA or the SEC where applicable.
• Business transfers — in the event of a merger, acquisition, or sale of assets, your information may be transferred as part of that transaction.
• With your consent — for any other purpose with your prior written consent.

5. Cookies and Tracking Technologies

Our website may use cookies and similar tracking technologies to enhance your browsing experience and collect usage data. Cookies are small text files placed on your device. You can configure your browser to refuse cookies or alert you when cookies are being sent; however, some portions of the site may not function properly without them.

We may use third-party analytics services (such as Google Analytics) that set their own cookies to help us understand site traffic and usage patterns. These services operate under their own privacy policies.

6. Your Rights and Choices

Depending on your state of residence, you may have certain rights regarding your personal information. California residents have rights under the California Consumer Privacy Act (CCPA), including the right to know what personal information we have collected, the right to request deletion of that information (subject to certain exceptions), and the right to opt out of the sale of personal information. We do not sell personal information.

To exercise any applicable rights or to opt out of marketing communications, please contact us using the information in Section 9 below. We will respond within the time frame required by applicable law.

7. Brokerage and Advisory Services

Securities and advisory services are offered through Arkadios Capital (member FINRA/SIPC) and Arkadios Wealth, respectively. Information collected in connection with brokerage or advisory accounts is governed by the Arkadios privacy notice, available at Arkadios Privacy Notice (PDF).

8. Data Security

We maintain reasonable administrative, technical, and physical safeguards to protect the information we hold against unauthorized access, disclosure, alteration, or destruction. No method of transmission over the internet or electronic storage is completely secure, however, and we cannot guarantee absolute security. If you believe your information may have been compromised, please contact us immediately.

9. Changes to This Policy

We may update this Privacy Policy from time to time to reflect changes in our practices or applicable law. When we do, we will revise the “Last Updated” date at the top of this page. We encourage you to review this policy periodically. Your continued use of our website following any changes constitutes your acceptance of the revised policy.

10. Contact Us

If you have questions about this Privacy Policy or wish to exercise your rights, please contact us: